FINRA has charged Synapse Brokerage leaders with misconduct Banking September 6, 2025 Key insight: Former Synapse Brokerage executives have been charged with misconduct.What’s at stake: Banking-as-a-service relationships between banks and fintechs have…
What is FINRA and what does it do? Investing March 7, 2025 What is FINRA and what does it do? Source link
Why A Court Of Appeals Win For FINRA Leaves The Regulator Weakened Finance News December 13, 2024 A recent court ruling says FINRA can no longer shut down broker-dealers on its own and now requires SEC approval.…
FINRA navigates ‘AI washing’ as firms roll out client-facing gen AI Banking October 14, 2024 With the race to embed generative AI into financial products, banks and financial firms are challenged to explain its capabilities…
