Why A Court Of Appeals Win For FINRA Leaves The Regulator Weakened Finance News December 13, 2024 A recent court ruling says FINRA can no longer shut down broker-dealers on its own and now requires SEC approval.…
Quebec’s legal battle between CNQ and title insurers leaves brokers and homeowners in limbo ahead of mortgage renewal wave Mortgage November 26, 2024 Last year, the province’s notary regulator—la Chambre des notaires du Québec, or CNQ—sparked confusion by claiming that residents are legally…
